The enforcement commission of the French financial watchdog said Morgan Stanley & Co International on 16 June 2015 manipulated prices of 14 French government treasury bonds (OAT) and 8 Belgian bonds (OLO) as well as on an OAT futures contract.
The Malta financial services authority (MFSA) has set supervisory priorities for next year.
Brussels has deemed that using public money to keep the German bank afloat does not constitute state aid. Its decision has been called politically motivated and pro-Berlin.
ESMA’s MiFID II review found that the regulation fell short of its objective to reduce the cost of market data due to the lack of a consolidated tape.
Croatian financial watchdog Hanfa on 5 December has adopted guidelines that it believes will further increase transparency in local tenders.
The most ambitious measures, on governance and financing of supervisors (EBA, EIOPA, ESMA and ESRB), were blocked.
Finantsinspektsioon penned a letter to investment services providers as some fail to comply with part of the MiFID II directive's requirements.
CNMV accentuates its focus on sustainability with a dedicated section on its website.
After the concept of loan funds was enshrined in the Portuguese law through a decree last September, CMVM launched a public consultation on the draft regulation providing framework to these funds.
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Tuesday, 10 December 2019
Frankfurt
AFTER BREXIT, CONTINENTAL FINANCE WILL AFFIRM ITS MODEL