SEC expected to extend MiFID 2 exemption for US brokers’ research

Etats-Unis
On the 07.24.19 at 8:29AM

by

Fabrice Anselmi

US banks would not be required to acquire special advisor status.

The Securities and Exchange Commission (SEC) reportedly told a group of investment banks and asset managers that it planned to extend the exemption that allows US brokers to sell their financial research t

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