SEC expected to extend MiFID 2 exemption for US brokers’ research

On the 07.24.19 at 8:29AM


Fabrice Anselmi

US banks would not be required to acquire special advisor status.

The Securities and Exchange Commission (SEC) reportedly told a group of investment banks and asset managers that it planned to extend the exemption that allows US brokers to sell their financial research t

Sign in

Get a free Access

Get a free Access

GIF logo

L'AGEFI's yearly international gathering for top-level institutional investors

October 10th and 11th 2019

Intercontinental Opéra | Paris