The Central Bank of Ireland wants managers of fake actively managed funds to amend prospectuses and KIIDs by March 2020.
The Financial Conduct Authority's chief executive Andrew Bailey said incidents such as the Woodford affair 'raises questions about the rules themselves.'
The Spanish watchdog removes the submission of an expert report on the value of fixed income financial instruments or structured products for retail clients.
The European Securities and Markets Authority (ESMA) launched a public consultation on draft guidelines on performance fees under the UCITS Directive. This consultation follows the European authority’s study in January 2019, which highlighted that retail clients are paying twice as much as institutional clients, because of the ongoing performance fees.
35 out of the 95 scams were identified by Consob over the last couple of months.
EU securities markets’ regulator European Securities and Markets Authority (ESMA) fined trade repository Regis-TR SA €56,000 for negligence in providing regulators direct and immediate access to details of derivative contracts.
In the midst of the Woodford case, England's central bank wants to guarantee a better match between funds’ redemption terms and asset liquidity.
EU securities markets’ regulator European Securities and Markets Authority (ESMA) has launched a public consultation on the development of the pre- and post-trade data and on the post-trade consolidated tape (CT).
Asset News has dissected data from five mediation organisms based in continental Europe.
The Financial Services Act (FinSA) and the Financial Institutions Act (FinIA), effective 1 January 2020, render mediation mandatory for asset managers active on the Swiss territory.