The Estonian financial supervision authority has conducted an audit throughout last year on practices implemented by local financial institutions for the selection of executive managers.
UK compensation body Financial Services Compensation Scheme (FSCS) will protect only 159 – barely 2% – of the 11,600 bondholders of the defunct London Capital and Finance (LCF).
Icelandic financial market authority FME has been merged into the Central Bank of Iceland at the start of 2020.
An ESMA report also mentions rates charged by trade repositories.
Finra, Cboe Global Markets, Nasdaq Stock Market, and the New York Stock Exchange, censured Credit Suisse and levied a $6.5m fine for supervisory violations.
European Securities and Markets Authority (ESMA) extends its recognition decision for three UK central counterparties (CCPs) in case of a no-deal Brexit.
CNMV does not want Spanish funds to bear distribution costs of underlying funds they invest in if these are in-house products.
The Danish Financial Supervisory Authority questioned the deficiencies in the investment associations’ decision to increase management costs.
UK regulator Financial Conduct Authority (FCA) and the Bank of England’s joint review on the liquidity mismatch risk listed measures to circumvent these threats.