SFC has called on local open-ended fund managers to better monitor their liquidity risks.
Nicolas Véron, senior fellow at European think-tank Bruegel and the Peterson Institute for International Economics, analyses the SRB’s sole resolution and the likeliness of a reversal by the Court of Justice of the European Union.
Two of the five financial regulation agencies yesterday greenlighted the revision of this rule, which banks proprietary investment.
Data collection on crypto-assets is crucial because of the risks surrounding these new currencies, but it is by no means perfect.
Liquidnet’s second study on the subject had rather positive findings on the regulation.
In 2008, the French tax administration had applied dividend withholding taxes on two funds of the asset management company.
The Association Française de la Gestion financière (AFG), which participated in European Securities and Markets Authority (ESMA)’s survey on undue short-term pressure from the financial sector on corporations, stated that one issue is the lack of compulsory ESG disclosure by issuers.
CSSF wants UK-licensed firms and investment funds to notify it no later than 15 September 2019 if they want to benefit from the 12-month transitional regime of Luxembourg's Brexit laws.
UK regulator Financial Conduct Authority (FCA) has proposed a ban on contingent charging for pension transfer advice to protect customers from conflict of interest.