The Pan-European Pension Product regulation will take effect 12 months after the release of several delegated acts.
Q-Renta is in the eye of Spanish regulator CNMV.
US banks would not be required to acquire special advisor status.
The European Securities and Markets Authority (ESMA) announced two sets of guidelines for stress testing and reporting of money market funds to assess and mitigate potential stability risks.
The Central Bank of Ireland wants managers of fake actively managed funds to amend prospectuses and KIIDs by March 2020.
The Financial Conduct Authority's chief executive Andrew Bailey said incidents such as the Woodford affair 'raises questions about the rules themselves.'
The Spanish watchdog removes the submission of an expert report on the value of fixed income financial instruments or structured products for retail clients.
The European Securities and Markets Authority (ESMA) launched a public consultation on draft guidelines on performance fees under the UCITS Directive. This consultation follows the European authority’s study in January 2019, which highlighted that retail clients are paying twice as much as institutional clients, because of the ongoing performance fees.
35 out of the 95 scams were identified by Consob over the last couple of months.
EU securities markets’ regulator European Securities and Markets Authority (ESMA) fined trade repository Regis-TR SA €56,000 for negligence in providing regulators direct and immediate access to details of derivative contracts.