European Securities and Markets Authority (ESMA) peer review revealed that UK regulator Financial Conduct Authority had an insufficient supervisory approach to derivatives data quality supervision under the European Market Infrastructure Regulation (EMIR).
The fund has taken a short position on Corestate to protest against action taken regularly against short-sellers in Germany.
Consob and Guardia di Finanza on 15 October signed a new memorandum of understanding.
The Spanish financial authority CNMV has released its fourth corporate governance report.
The broker is accused, among other things, of having offered “extravagant entertainment” to traders to get them to continue using its services.
The Financial Conduct Authority has levied a regulatory checklist for firms in case of a No-Deal Brexit, to ensure that operations continue smoothly even as the United Kingdom prepares to leave Europe.
The China Securities Regulatory Commission (CSRC) has set a timetable for the full opening of the country's finance sector.
Bank of England’s Financial Policy Committee (FPC) stated that the Libra project must meet the highest standards of resilience and be subject to appropriate supervisory oversight.
Under the revised rule, firms with no significant trading activities will have simplified and streamlined compliance requirements, while companies with significant trading activity will have more stringent compliance requirements.