Finantsinspektsioon penned a letter to investment services providers as some fail to comply with part of the MiFID II directive's requirements.
CNMV accentuates its focus on sustainability with a dedicated section on its website.
After the concept of loan funds was enshrined in the Portuguese law through a decree last September, CMVM launched a public consultation on the draft regulation providing framework to these funds.
The Spanish supreme court's decision could lead to massive dividend tax refunds to investment vehicles that are not domiciled in the European Union.
The ban implies that unlisted speculative mini-bonds can only be promoted to sophisticated or high net worth individuals, while following FCA rules on marketing such products.
The CNMV expressed concerns in a statement released on 25 November about cases of alleged bad practices, including corruption, within Spanish listed companies.
Latest research by Association for Financial Markets in Europe (AFME) recommends the creation of a pan-European crypto-assets taxonomy for better regulation of the burgeoning sector.
UK regulator Financial Conduct Authority (FCA) has levied a £1.9m fine on Henderson Investment Funds Limited (HIFL) for charging retail investors fees on ‘closet tracker’ funds.
The European Insurance and Occupational Pensions Authority (EIOPA), plans an “evolution" rather than a “revolution” of the European directive.
The financial services regulatory authority of Abu Dhabi Global Market (ADGM FSRA) and the Croatian financial services supervisory agency (Hanfa) have signed two memoranda of understanding (MoUs) to strengthen their collaboration in the areas of financial technology and investment management.