Terming the proportion of customers being advised to transfer out of their DB pension as “unacceptably high”, the Financial Conduct Authority (FCA) has banned contingent charging.
The EU securities markets regulator found failures in the systematic application of the German firm's 2015 covered bonds methodology (CBM) and its revision.
The new measures deal mainly with retail clients who are potentially the most exposed to crisis-related restrictions on access to financial services
Efama underlines the importance of bolstering investor protection rules as well as capital markets and infrastructure stipulations in the European Commission’s MiFID II/ MIFIR review.
The European securities and markets authority provided recommendations to guide issuers on Covid-19 impact reporting.
Rounding up criterion must apply when saving seats for the less represented gender, said Consob.
The European Securities and Markets Authority (ESMA) has found several issues with the credit rating agencies’ practices for rating this asset class.