The ban implies that unlisted speculative mini-bonds can only be promoted to sophisticated or high net worth individuals, while following FCA rules on marketing such products.
The CNMV expressed concerns in a statement released on 25 November about cases of alleged bad practices, including corruption, within Spanish listed companies.
Latest research by Association for Financial Markets in Europe (AFME) recommends the creation of a pan-European crypto-assets taxonomy for better regulation of the burgeoning sector.
UK regulator Financial Conduct Authority (FCA) has levied a £1.9m fine on Henderson Investment Funds Limited (HIFL) for charging retail investors fees on ‘closet tracker’ funds.
The European Insurance and Occupational Pensions Authority (EIOPA), plans an “evolution" rather than a “revolution” of the European directive.
The financial services regulatory authority of Abu Dhabi Global Market (ADGM FSRA) and the Croatian financial services supervisory agency (Hanfa) have signed two memoranda of understanding (MoUs) to strengthen their collaboration in the areas of financial technology and investment management.
French financial watchdog AMF accuses Bloomberg of having failed to comply with the Market Abuse Regulation (MAR) in the Vinci fake press release case.
The guidance seeks to promote an improved culture of compliance in firms by clarifying the behaviours which may aggravate or mitigate a breach of financial services law in Ireland.
A total of 17 firms and business representative bodies have responded to the consultation document on sustainable finance released by Portugal's financial watchdog CMVM last February.
Charged by the AMF with manipulations on OAT prices, the bank could lose its status as a French Treasury market maker if it is found guilty.